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Securities Investor Protection Act
Results: 1008

#	Item
231	Statement of CFA Director of Investor Protection Barbara Roper “Wall Street v The Fiduciary Duty and Core Investor Protections: Where We Are and What’s Ahead?” Institute for the Fiduciary Standard Press Briefing Se Add to Reading List Source URL: www.consumerfed.org Language: English - Date: 2014-09-12 14:40:22 Business Investment 76th United States Congress Financial markets U.S. Securities and Exchange Commission Fiduciary Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act Law Financial economics Finance
232	Kenmar Associates Investor Education and Protection October 1, 2014 Comments on the consultation draft of the Provincial Capital Markets Act (PCMA) and the consultation draft of the federal Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 16:46:17 Investment Canadian law Canadian securities regulation Financial regulation Investor education Ontario Securities Commission Securities regulation in the United States Investor Securities Commission of New Zealand Financial economics Securities Economics
233	Accredited Investor Pool* Meeting of SEC Advisory Committee on Small and Emerging Companies December 17, 2014 Rachita Gullapalli Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-17 14:29:36 Accredited investor Hedge fund Regulation D Dodd–Frank Wall Street Reform and Consumer Protection Act Private equity Collective investment scheme U.S. Securities and Exchange Commission Form D Institutional investor Financial economics Investment Finance
234	Investor Presentation November[removed] Disclaimer This presentation contains statements that constitute “forward looking statements” under the Private Securities Litigation Reform Act of[removed]All statements Add to Reading List Source URL: ir.aerogel.com Language: English - Date: 2014-11-10 10:00:01 Heat transfer Thermal protection Chemistry Building insulation materials Aerogel Foams Thermal insulation R-value Financial statement Insulators Mechanical engineering Chemical engineering
235	THE COUNCIL OF STATE GOVERNMENTS RESOLUTION MAINTAINING OVERSIGHT AND REGULATION OF 529 COLLEGE SAVINGS PLANS WITH THE MUNICIPAL SECURITIES RULEMAKING BOARD WHEREAS, oversight and regulation of the 529 college savings pl Add to Reading List Source URL: knowledgecenter.csg.org Language: English - Date: 2015-01-04 19:31:05 Rulemaking Federal Reserve System Government Law Public administration Self-regulatory organization Investor Protection and Securities Reform Act United States administrative law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
236	The Commission Last updated April 2014 Purpose: The Commission’s mandate is to provide investors with protection from practices and activities that tend to undermine investor confidence in the fairness and efficiency o Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-08 08:05:35 73rd United States Congress United States Securities and Exchange Commission Canadian law Canadian securities regulation Finance Securities Securities Act Securities regulation in the United States Investment Industry Regulatory Organization of Canada United States securities law Financial economics Financial system
237	Investor Presentation August[removed] Disclaimer This presentation contains statements that constitute “forward looking statements” under the Private Securities Litigation Reform Act of[removed]All statements Add to Reading List Source URL: ir.aerogel.com Language: English - Date: 2014-08-11 16:01:44 Heat transfer Thermal protection Chemistry Building insulation materials Financial statements Aerogel Thermal insulation R-value Generally accepted accounting principles Insulators Mechanical engineering Chemical engineering
238	Charter of the Compensation Committee of the Board of Directors of Tribune Publishing Company Adopted by the Board of Directors as of August 4, 2014 This Charter sets forth, among other things, the purpose, membership an Add to Reading List Source URL: investor.tribpub.com Language: English - Date: 2014-07-21 10:53:15 Corporations law Committees Private law Auditing Regulation S-K Executive pay Board of directors Audit committee Investor Protection and Securities Reform Act Business Management Corporate governance
239	Investor Advisory Committee Meeting, Notice of Meeting Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-17 17:22:33 Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Financial economics Finance Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission
240	Notices / News Releases[removed]OSC Staff Notice[removed] – Availability of registration exemptions to foreign dealers in connection with trades in options and futures contracts under the Commodity Futures Act (Ontario) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-09-18 10:38:02 Commodities market Futures contract Hedge Securities Investor Protection Corporation Exchange Derivative Commodity Futures Trading Commission Financial economics Finance Investment

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